Friday, October 17, 2008

DynoChem 2008 contains new QbD tools

DynoChem 2008 was released last week. For more details or to request a trial, see http://www.scale-up.com/. You can view related webinars at www.scale-up.com/usersarea/view.htm (login required).

Among the features of this release are an expanded model library, full compatibility with Windows Vista and Office 2007 and an array of tools to support Quality by Design (QbD).

You can now explore a factor space and assess process robustness / sensitivity by driving a DynoChem model from Excel. The impact of parameter uncertainty on predicted responses can be quantified to describe the 'response volume' (rather than response surface) within which actual process results are expected to lie. Experimental error, whether pure or systematic, is captured as part of determining uncertainty.

The graphics below show how uncertainty, expressed as a fractional relative error in the endpoint predictions for an impurity (CQA), varies across a factor space in which temperature and equivalents are varied.

Impurity detection is a challenge for measurement techniques, with a low signal to noise ratio; in this case, the measured impurity levels have typical noise levels and these are factored into the uncertainty levels indicated by the model.

Uncertainty is minimized near the points at which experiments were carried out and parameters were fitted. A feature typical of a good first principles / mechanistic model is that a small number of experiments and some replicates enable a reduction in uncertainty over a wide area of the factor space. In the above example, two additional experiments reduced uncertainty overall and broadened the region in which uncertainty is at a minimum.

Wednesday, October 15, 2008

Open access information on PQLI

The June edition of the Journal of Pharmaceutical Innovation contains a set of useful open access papers relating to the ISPE Product Quality Lifecycle Implementation (PQLI) initiative and include:

Visit http://www.springerlink.com/content/w71655308218/?p=c863676863654af682562fb6734c9df1&pi=0 to download.

White Paper published on role of mechanistic modeling in QbD

Alistair Gillanders, CTO of DynoChem, has published a new white paper entitled ''Quality by Design. The Role of Mechanistic Modelling". It's available to download at http://www.scale-up.com/downloadwp.html.

Thursday, August 28, 2008

Excellent article on definition of critical process parameters

In the May 2008 edition of the Journal of Pharmaceutical Innovation [Volume 3: pages 105–112] an excellent article appears from Eli Lilly entitled "The Use of Routine Process Capability for the Determination of Process Parameter Criticality in Small-molecule API Synthesis".

The paper proposes that a CPP is truly critical only when variation over the range of (a multiple of) its common cause variability leads to an unacceptable CQA.

This concept could narrow the range of parameters requiring identification as critical in the CTD of a QbD submission, leaving open a broad design space composed of other non-critical (but important) factors.

The forthcoming DynoChem release will include quantification of criticality from this perspective, as well as general tools for design space exploration and risk quantification based on first principles process models.

Wednesday, June 11, 2008

Tool for generating a process scheme

In previous posts, I used a visual 'process scheme' as part of a mechanistic approach to experiments and simulations of unit operations. A simple PowerPoint tool for creating process schemes for common operations is now available in the Users Area at www.scale-up.com/usersarea/docs.htm (login required).

Saturday, April 19, 2008

Design Space for a Synthesis Reaction, Part 3

In previous posts I have considered a hydrogenation reaction as an example operation for which to define the design space for QbD purposes. I have taken a mechanistic approach to the reaction and captured the resulting process understanding in a process scheme and a mechanistic model. Finally, I showed some example response surfaces for critical quality atributes (CQA) that such a model can generate, enabling possible design spaces and acceptable parameter (CPP) ranges to be visualized. This method of running the model many times over to create a response surface closely parallels the conventional work process when deriving the response surface from experiments alone, but with potential to save a considerable amount of experimental work using modeling alongside experiments.

Leading pharmaceutical companies are going further than this. Mechanistic modeling is changing the types and objectives of the experiments they do. They are also asking whether the very definition of the design space would be better expressed by using the model to decide whether a given set of CPP values were inside or outside the design space; in other words, if the model predicts that the CQA will be achieved, then the corresponding CPP values are inside the design space. This leads to a much more flexible design space definition than rigid proven acceptable ranges (PAR).

This post gives some further examples of predictions using the hydrogenation model where we explore the ranges of CPPs that in combination with other CPPs produce precisely the required CQA (no more and no less), in this case a product yield of 90%, in a reaction time of 10 hours or less. We find that extreme values of some parameters (such as pressure, catalyst concentration, mass transfer coefficient) still lie in the design space for this reaction, as long as other CPPs take on appropriate values. Examples of combinations of CPPs that produce the CQA are given in the charts below.

Figure 1: Pressures in the range 22.8 to 3.6 bar achieve the target CQA when they occur in combination with kLa values defined by the curve ranging from 0.004 to 0.48 1/s. This is because high pressure raises hydrogen solubility, increasing the mass transfer driving force and requiring a lower kLa to achieve a given hydrogenation rate. This illustrates the use of high pressure to compensate for lack of mass transfer performance.

Figure 2: It should not be too surprising that the required kLa is directly related to the catalyst charge (shown here for lab scale conditions). High catalyst loading makes the chemistry faster and depletes the liquid of H2, which is supplemented by mass transfer from the headspace at a rate proportional to kLa. Catalyst charges from 0.07 to 1 g achieve the CQA when combined according to the curve with kLa values from 0.02 to 0.34 1/s.

Figure 3: Engineers will be interested in the required link between heat transfer and kLa shown here; once again a wide range of both parameters is acceptable but the ranges are related by the fact that high kLa leads to short reaction times and higher rates of heat release which must be compensated for quality and safety purposes by corresponding higher heat transfer coefficients. The relationship is not linear; at high kLa values (dissolved H2 nearing saturation) the reaction rate approaches the kinetically limited rate, i.e. does not continue to increase linearly with kLa.

Figures 1 to 3 offer significant processing flexibility, for example when transferring production to outside vendors or to new locations or equipment. The model indicates that CQA levels can be achieved with the right combinations of CPPs where acceptable individual CPP values vary over a very wide range.

All of these predictions derive from the compact and simply expressed DynoChem mechanistic model definition shown below (click to enlarge). This describes at a mechanistic level the interacting physical and chemical rates that lead to the behaviour of this reaction.



A subsequent post will discuss how such a model derived from experiments and mechanistic thinking should be verified for Design Space and QbD purposes.

Friday, March 28, 2008

Latest thinking on mechanistic approach to QbD and Design Space

Notes of the presentation by our team to FDA CDER (28 February 2008) on the role of mechanistic thinking and modeling in Design Space and QbD are now available to download from http://www.scale-up.com/usersarea (site membership and login required) Among other topics, these address questions posed by the industry about usage of models alongside statistical design of experiments and model verification requirements for submissions.

ShareThis small